RegAxis is a compliance copilot for small Registered Investment Advisors (RIAs) and emerging fund managers tired of generic, manual compliance consulting. Firms with $25M–$500M AUM face SEC/FINRA exams, ADV updates, marketing rule reviews, trade surveillance, and email/social archiving, currently handled via PDFs, Outlook folders, and expensive hourly consultants. RegAxis connects to custodians, CRM, email, marketing tools, and trade systems to continuously map activity against jurisdiction-specific rule libraries (US, UK, EU). - Auto-generates evidence-ready logs and exam packs (e.g., advertising reviews, best-execution reports, code-of-ethics attestations). - Provides workflows for marketing review, gifts/entertainment, and insider lists with automated reminders. - Integrates with archive vendors but adds policy intelligence instead of raw storage. Moat comes from continuously updated rule mappings + labeled incident data over time, turning into a high-switching-cost compliance graph.